Mark Phillips is a registered investment advisor at Aps Wealth Management, LLC, based in Melville, NY, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 180 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $4.0M | 0.75% |
| $4M+ | 0.75% |
Fees are negotiable for accounts over $4,000,000.
Fee Estimator
Location
1 Huntington Quadrangle, Suite 3N03, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is the president of Phillips Sales Inc./DBA Objects D'Heart, a retail vintage costume jewelry and handbags business. He dedicates minimal time per week to checkbook reconciliation and ledgers for this non-investment related activity.
Employment History
Current Registrations
Aps Wealth Management, LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Signator Investors, INC.Broker
MML Investors Services, INC.Broker
Oppenheimer & CO. INC.Broker
Nylife Securities INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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