FL
FL

Franklin Laden

24 Years of Experience
Denver, CO
1 DisclosureBroker

Franklin Laden is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

205 Detroit Street, 5th floor, Denver, CO, 80206

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History

Regulatory History (1)
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Customer Dispute
June 2020
Settled
Other Business Activities

Franklin serves as the treasurer for Epiphany Episcopal Church, overseeing pledges and the budget since January 2024. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
September 2018 - Present · 7 yrs 10 mos
UBS Financial Services INC.
September 2018 - Present · 7 yrs 10 mos
UBS Financial Services INC.Broker
September 2018 - Present · 7 yrs 10 mos
Previous Registrations
Sanford C. Bernstein & CO., LLC
September 2017 - September 2017 · 0 mos
Sanford C. Bernstein & CO., LLC
April 2011 - November 2012 · 1 yr 7 mos
Alliancebernstein L.P.
April 2002 - August 2018 · 16 yrs 4 mos
Sanford C. Bernstein & CO., LLCBroker
November 2001 - August 2018 · 16 yrs 9 mos
State Registrations19 states
AZCACOFLGAILINKSMANJNVORSCTNTXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.