Franklin Laden
Franklin Laden is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 24 years of industry experience. Franklin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
205 Detroit Street, 5th floor, Denver, CO, 80206
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2020Other Business Activities
Franklin serves as the treasurer for Epiphany Episcopal Church, overseeing pledges and the budget since January 2024. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Sanford C. Bernstein & CO., LLC
Sanford C. Bernstein & CO., LLC
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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