TrueAdvisor
TrueAdvisor
AH
AH

Andrew Leo Humberd

Tcw Investment Management Company LLC
23 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Tcw Investment Management Company LLC
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

200 Clarendon St, 51st Floor, Boston, MA, 02116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Funds Distributors LLCBroker
May 2024 - Present · 1 yr 9 mos
Tcw Funds Distributors LLC
May 2024 - Present · 1 yr 9 mos
Tcw Investment Management Company LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Putnam Investment Management, LLC
August 2014 - April 2024 · 9 yrs 8 mos
Putnam Retail Management Limited PartnershipBroker
August 2014 - April 2024 · 9 yrs 8 mos
Ngam Advisors, L.P.
September 2009 - August 2014 · 4 yrs 11 mos
Ngam Distribution, L.P.Broker
September 2009 - July 2014 · 4 yrs 10 mos
Strategic Advisers, INC.
May 2004 - September 2009 · 5 yrs 4 mos
Fidelity Brokerage Services LLCBroker
November 2001 - September 2009 · 7 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.