Nicholas Dragan
Nicholas Dragan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Des Peres, MO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13358 Manchester Rd Ste 200, Des Peres, MO, 63131
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Regulatory History (1)
Customer Dispute
December 2013Other Business ActivitiesSells Insurance
Nicholas operates under several DBAs for his LPL business: The Planify Group, Cornerstone Wealth Services, and Cornerstone Wealth Portfolios. He also owns rental real estate and participates in a hockey card show, and works as an insurance broker with The Insurance Partners, dedicating a few hours per week to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.