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Ronald Yeaton

LPL Financial LLC
30 Years of Experience
Des Peres, MO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Ronald Yeaton is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Des Peres, MO, with 30 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13358 Manchester Rd Ste 200, Des Peres, MO, 63131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald is involved in several investment-related activities, including Yeaton Financial Group, Yeaton Financial Services, LLC, Cavalier Associates, Cornerstone Wealth Portfolios, and Elite Assurance Team. He also works as a financial advisor for Elite Assurance Team and dedicates minimal time to Cavalier Associates and nearly full-time hours to Cornerstone Wealth Portfolios.

Employment History
Current Registrations
LPL Financial LLC
July 2020 - Present · 6 yrs 3 mos
LPL Financial LLC
July 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Oneamerica Securities, INC.
August 2010 - July 2020 · 9 yrs 11 mos
Oneamerica Securities, INC.Broker
May 2010 - July 2020 · 10 yrs 2 mos
New England Securities Corporation
May 2009 - April 2010 · 11 mos
New England SecuritiesBroker
October 2006 - April 2010 · 3 yrs 6 mos
Park Avenue Securities LLCBroker
February 2003 - October 2006 · 3 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
May 1999 - January 2003 · 3 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
May 1999 - January 2002 · 2 yrs 8 mos
First American National Securities, INC.Broker
November 1988 - December 1991 · 3 yrs 1 mo
State Registrations17 states
ALARCACOFLGAILINKSMIMOMSNCNVOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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