Eric Phelps is a registered investment advisor at LPL Financial LLC, based in Killeen, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4103 E Central Expressway, Killeen, TX, 76543
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is a soccer official with the Fort Hood Soccer Referee Association and is involved with non-variable insurance through Oceanview Life and Annuity. He also dedicates minimal time to Cadence Investment Services, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Century Securities Associates, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.