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Kenneth Knox

25 Years of Experience
Marshall, TX
3 DisclosuresBrokerSells Insurance

Kenneth Knox is a registered investment advisor at LPL Financial LLC, based in Marshall, TX, with 25 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

216 East Travis Street, Marshall, TX, 75670

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Denied
Customer Dispute
June 2020
Denied
Customer Dispute
January 2005
Denied
Other Business ActivitiesSells Insurance

Kenneth is an advisor and owner of Noble Wealth Advisors, conducting registered rep activities, insurance, and investment advisory services through Kestra. He also dedicates about 10-20% of his time to team roping and another 10-20% to back office operations for Knox Financial Advising Inc.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2026 - Present · 6 mos
LPL Financial LLC
April 2026 - Present · 6 mos
LPL Financial LLC
April 2026 - Present · 6 mos
Previous Registrations
Kestra Advisory Services, LLC
August 2019 - April 2026 · 6 yrs 8 mos
Kestra Investment Services, LLCBroker
August 2019 - April 2026 · 6 yrs 8 mos
Woodbury Financial Services, INC.
July 2007 - August 2019 · 12 yrs 1 mo
Woodbury Financial Services, INC.Broker
July 2007 - August 2019 · 12 yrs 1 mo
1st Global Advisors INC
October 2005 - July 2007 · 1 yr 9 mos
1st Global Capital CORP.Broker
August 2005 - July 2007 · 1 yr 11 mos
Securian Financial Services, INC.Broker
August 2001 - August 2005 · 4 yrs
State Registrations11 states
ALARCAHIINLAMONMOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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