Ashley Caudle is a registered investment advisor, based in Austin, TX, with 20 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History (1)
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Customer Dispute
September 2023Denied
Other Business ActivitiesSells Insurance
Ashley owns Caudle Financial Services, handling back-office operations for about 10-20% of her time. She also works as a financial advisor for Noble Wealth Advisors and Kestra Advisory Services, spending nearly full-time on sales, services of securities, advisory, and insurance products.
Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2019 - Present · 6 yrs 9 mos
Kestra Investment Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Woodbury Financial Services, INC.
May 2018 - August 2019 · 1 yr 3 mos
Woodbury Financial Services, INC.Broker
June 2016 - August 2019 · 3 yrs 2 mos
Bbva Securities INC.Broker
May 2013 - May 2016 · 3 yrs
Bbva Compass Investment Solutions, INCBroker
February 2011 - May 2013 · 2 yrs 3 mos
Primevest Financial Services, INC.Broker
October 2007 - January 2011 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
August 2005 - October 2007 · 2 yrs 2 mos
State Registrations7 states
ARCALANMOKTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.