LS
CFA
LS
CFA

Laton Spahr

13 Years of Experience
Denver, CO
Broker

Laton Spahr is a CFA-designated registered investment advisor at Alps Advisors, INC., based in Denver, CO, with 13 years of industry experience. Laton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $31B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
IM Fee
Planning only
Assets Under Management
$30.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1290 Broadway, Suite 1000, Denver, CO, 80203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Laton owns Naperville Property Management LLC, a rental real estate business, dedicating minimal time. He also serves as President of Alps Advisors, Inc., a Registered Investment Advisor, dedicating full-time hours, most of which are during trading hours.

Employment History
Current Registrations
Alps Advisors, INC.
December 2022 - Present · 3 yrs 5 mos
Alps Distributors, INC.Broker
May 2020 - Present · 6 yrs
Previous Registrations
Columbia Management Investment Advisers, LLC
April 2009 - August 2011 · 2 yrs 4 mos
Columbia Management Investment Distributors, INC.Broker
January 2009 - August 2011 · 2 yrs 7 mos
Riversource Distributors, INC.Broker
January 2008 - January 2009 · 1 yr
Ameriprise Financial Services, INC.Broker
October 2003 - December 2007 · 4 yrs 2 mos
Ids Life Insurance CompanyBroker
October 2003 - July 2006 · 2 yrs 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laton Spahr - Financial Advisor | TrueAdvisor