RM
CFA
RM
CFA

Robert Mclaughlin

2 Years of Experience
Denver, CO

Robert Mclaughlin is a CFA-designated registered investment advisor at Alps Advisors, INC., based in Denver, CO, with 2 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $31B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
IM Fee
Planning only
Assets Under Management
$30.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1290 Broadway, Suite 1000, Denver, CO, 80203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alps Advisors, INC.
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Allio Advisers
February 2022 - June 2022 · 4 mos
State Registrations2 states
COFL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Mclaughlin - Financial Advisor | TrueAdvisor