Gustavo Arce is a registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1333 N. California Blvd., Suite Sl10, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gustavo is dually registered with affiliated firm SVB Wealth LLC and provides investment advisory services to clients. He is a full-time employee.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Svb Investment Services INC.
Svb Investment Services INC.Broker
Svb Wealth
Bessemer Investor Services, INC.Broker
United Capital Financial Advisers
Girard Securities, INC.Broker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.