TrueAdvisor
TrueAdvisor
DP
DP

Dion Padilla

Blackridge Asset Management, LLC
23 Years of Experience
San Antonio, TX
6 Disclosures
View SEC Summary
View SEC Summary

Dion Padilla is a registered investment advisor at Blackridge Asset Management, LLC, based in San Antonio, TX, with 23 years of industry experience. Dion operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,433 clients with $220M in assets under management.

Blackridge Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
2,433 clients
Average Client Portfolio
$89K average
Assets Under Management
$216.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range from 0.25% to 2.50% annually depending on the program, services provided, account size, and negotiation with your representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9901 Interstate Highway 10 West,, Suite 800, Office 8030, San Antonio, TX, 78230

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Denied
Customer Dispute
May 2017
Settled
Customer Dispute
March 2017
Settled
Regulatory
June 2016
Final
Customer Dispute
April 2016
Settled
Customer Dispute
February 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dion is a notary public, owner of Padilla Wealth Management working nearly full-time as a financial planner, and a board member for A Woman's Haven, a non-profit organization. He dedicates minimal time to both the notary public and non-profit board member roles.

Employment History
Current Registrations
Blackridge Asset Management, LLC
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Blackridge Asset Management, LLC
February 2017 - February 2017 · 0 mos
Next Financial Group, INC.Broker
February 2006 - February 2017 · 11 yrs
Next Financial Group, INC.
February 2006 - February 2017 · 11 yrs
Securities America Advisors, INC.
November 2003 - March 2006 · 2 yrs 4 mos
Securities America, INC.Broker
October 2003 - March 2006 · 2 yrs 5 mos
UBS Financial Services INC.
December 2002 - August 2003 · 8 mos
UBS Financial Services INC.Broker
December 2002 - August 2003 · 8 mos
VALIC Financial Advisors, INC.Broker
August 2002 - March 2003 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - March 2002 · 7 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Antonio, TX →All financial advisors in Texas →