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Mark Barber
24 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Mark Barber is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2009Denied
Other Business Activities
Mark rents out his condo in Brookline, Massachusetts, a real estate investment. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2018 · 9 yrs 3 mos
Morgan Stanley
June 2009 - September 2018 · 9 yrs 3 mos
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.
September 2001 - April 2009 · 7 yrs 7 mos
UBS Financial Services INC.Broker
September 2001 - April 2009 · 7 yrs 7 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAILINKSKYMAMDMEMIMONCNHNJNMNVNYOHORPASCTNTXVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.