John Clay is a registered investment advisor at D.A. Davidson & CO., based in Ventura, CA, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
60 South California St., Suite 301, Ventura, CA, 93001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the owner of Cordell Wellness LLC, a cryotherapy wellness center, since 2022. He spends a few hours per week on this non-investment related activity during securities trading hours.
Employment History
Current Registrations
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Previous Registrations
Crowell Weedon & CO.
Crowell Weedon & CO.Broker
Crowell, Weedon & CO.Broker
Crowell, Weedon & CO.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations39 states
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