PD
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Philip Disspain
24 Years of Experience
Dallas, TX
1 DisclosureBroker
Philip Disspain is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
200 Crescent Court, Suite 500, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2008Settled
Other Business Activities
Philip works for Uber in transportation, logistics, and storage since 2015. This activity is not investment-related and does not occur during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
January 2008 - September 2016 · 8 yrs 8 mos
Deutsche Bank Securities INC.Broker
January 2008 - September 2016 · 8 yrs 8 mos
A. G. Edwards & Sons, INC.
August 2005 - January 2008 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
September 2001 - January 2008 · 6 yrs 4 mos
State Registrations31 states
AZCACOCTDCFLGAHIILINKSKYLAMAMNMOMSMTNCNJNMNVNYOHOKPASCSDTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.