David Kuga
David Kuga is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2025Other Business ActivitiesSells Insurance
David is an agent/representative selling insurance products (life, health, long-term care, disability, and fixed indexed annuities) through Employee Benefits Services Group since 2005. This takes about a quarter of his time.
Employment History
Current Registrations
Planmember Securities CorporationBroker
Planmember Securities Corporation
Previous Registrations
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
Pension Planners Securities, INC.
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.