David Kwon
David Kwon is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (1)
Financial
August 2020Other Business ActivitiesSells Insurance
David sells insurance products (life, health, LTC, disability, FIAs) through Employee Benefits Services Group, spending about a quarter of his time on this. He also works full-time as a teacher for Morgan Hill Unified School District and spends about a quarter of his time as a server at Dry Creek Grill, Inc.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.