David Kwon
David Kwon is a registered investment advisor at Planmember Securities Corporation, based in Campbell, CA, with 19 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.25% |
| $500K - $1.0M | 0.20% |
| $1M+ | 0.10% |
Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.
Fee Estimator
Location
901 Campisi Way, Suite 240, Campbell, CA, 95008
Get directionsHistory
Regulatory History (1)
Financial
August 2020Other Business ActivitiesSells Insurance
David sells insurance products (life, health, LTC, disability, FIAs) through Employee Benefits Services Group, spending about a quarter of his time on this. He also works full-time as a teacher for Morgan Hill Unified School District and spends about a quarter of his time as a server at Dry Creek Grill, Inc.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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