George Grombacher
George Grombacher is a registered investment advisor at Financial Consulting Professionals, LLC, based in Scottsdale, AZ, with 24 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 10 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are generally negotiable. Financial Consulting Professionals may also direct clients to another investment advisor. In this case, the total fee paid to both Financial Consulting Professionals and the other advisor will not exceed 1.5% per year.
Fee Estimator
Location
7028 E. Friess Drive, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2010Customer Dispute
February 2004Other Business ActivitiesSells Insurance
George is a partner at Financial Consulting Professionals, LLC, involved in 401(k) plan business solicitation. He is also a financial advisor at Arcwood Financial, where he offers fee-based planning and sells fixed life, disability, and long-term care insurance.
Employment History
Current Registrations
Financial Consulting Professionals, LLC
Previous Registrations
Arcwood Financial, LLC
United Planners' Financial Services of America a Limited PartnerBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
MML Investors Services, INC.Broker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.