Casey Sletten
Casey Sletten is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 24 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
333 S Hope St, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2011Other Business Activities
Casey's wife owns Sletten Real Estate Inc., but Casey has no position and does no work for the company. Casey is also a board member for the Orange County Sigma Chi Alumni Association, dedicating minimal time to it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLCBroker
Guggenheim Distributors, LLCBroker
Principal Funds Distributor, INC.Broker
Planco Financial Services, LLCBroker
Metlife Investors Distribution CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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