Casey Sletten
Casey Sletten is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
333 S Hope St, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2011Other Business Activities
Casey's wife owns Sletten Real Estate Inc., but Casey has no position and does no work for the company. Casey is also a board member for the Orange County Sigma Chi Alumni Association, dedicating minimal time to it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLCBroker
Guggenheim Distributors, LLCBroker
Principal Funds Distributor, INC.Broker
Planco Financial Services, LLCBroker
Metlife Investors Distribution CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.