NB
NB

Nikolas Butkov

24 Years of Experience
Fairfield, NJ
BrokerSells Insurance

Nikolas Butkov is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fairfield, NJ, with 24 years of industry experience. Nikolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

350 Passaic Ave Ste 202, Fairfield, NJ, 07004-3561

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nikolas is an independent insurance broker with BannerLife since 2011, selling universal life insurance.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2010 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
October 2010 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
October 2010 - Present · 15 yrs 9 mos
Previous Registrations
R. Seelaus & CO., INC.
September 2009 - October 2010 · 1 yr 1 mo
R. Seelaus & Co.,inc.Broker
August 2009 - October 2010 · 1 yr 2 mos
Primevest Financial Services, INC.
November 2006 - June 2009 · 2 yrs 7 mos
Bancnorth Investment Group, INC.Broker
November 2006 - June 2009 · 2 yrs 7 mos
H&r Block Financial Advisors, INC.
November 2005 - November 2006 · 1 yr
H&r Block Financial Advisors, INC.Broker
June 2005 - November 2006 · 1 yr 5 mos
Edward JonesBroker
May 2003 - June 2005 · 2 yrs 1 mo
UBS Painewebber INC.
April 2002 - May 2003 · 1 yr 1 mo
UBS Painewebber INC.Broker
September 2001 - May 2003 · 1 yr 8 mos
State Registrations11 states
ALAZDEFLGAINNJNYPASCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.