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Thomas Teegarden

53 Years of Experience
Oak Brook, IL
1 DisclosureBroker

Thomas Teegarden is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Oak Brook, IL, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1301 W, 22nd St, Suite 530, Oak Brook, IL, 60523

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2013
Other Business Activities

Thomas is a co-owner and independent contractor for Teegarden Wealth Advisors, opening a new branch. This takes about a quarter to half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2024 - Present · 1 yr 9 mos
Raymond James Financial Services, INC.
October 2024 - Present · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Raymond James & Associates, INC.Broker
September 2013 - October 2024 · 11 yrs 1 mo
Raymond James & Associates, INC.
September 2013 - October 2024 · 11 yrs 1 mo
Wells Fargo Advisors, LLC
January 2008 - August 2013 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2013 · 5 yrs 7 mos
A. G. Edwards & Sons, INC.
February 2001 - January 2008 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
April 1993 - January 2008 · 14 yrs 9 mos
Painewebber IncorporatedBroker
May 1989 - May 1993 · 4 yrs
Drexel Burnham Lambert IncorporatedBroker
August 1977 - June 1989 · 11 yrs 10 mos
Loeb, Rhoades & CO. INC.Broker
November 1976 - August 1977 · 9 mos
Dean Witter & CO. IncorporatedBroker
November 1972 - December 1976 · 4 yrs 1 mo
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.