RA
RA
Robert Abramowitz
24 Years of Experience
Melville, NY
3 DisclosuresBrokerSells Insurance
Robert Abramowitz is a registered investment advisor, based in Melville, NY, with 24 years of industry experience.
Location
425 Broadhollow RD. Suite 325, Melville, NY, 11747
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Regulatory History (3)
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Customer Dispute
July 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
December 2016Settled
Other Business ActivitiesSells Insurance
Robert is an owner of Cara Corp for tax purposes and a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC. He also works as an independent insurance agent, dedicating minimal time to insurance sales.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Arete Wealth Advisors, LLC
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
National Asset Management, INC.
September 2017 - July 2022 · 4 yrs 10 mos
National Securities CorporationBroker
September 2017 - July 2022 · 4 yrs 10 mos
Oppenheimer & CO. INC.
January 2017 - September 2017 · 8 mos
Oppenheimer & CO. INC.Broker
April 2016 - September 2017 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
June 2014 - April 2016 · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
June 2011 - April 2016 · 4 yrs 10 mos
Wells Fargo Advisors, LLCBroker
March 2005 - June 2011 · 6 yrs 3 mos
David Lerner Associates, INC.Broker
October 2001 - February 2005 · 3 yrs 4 mos
State Registrations8 states
CAFLMDNJNYORTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.