LH
LH

Lisa Haygood

22 Years of Experience
Sacramento, CA
Broker

Lisa Haygood is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

400 Capitol Mall, Suite 1900, Sacramento, CA, 95814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa serves as a Power of Attorney in Roseville, California. This investment-related activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
December 2015 - Present · 10 yrs 5 mos
Morgan Stanley
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
March 2011 - December 2015 · 4 yrs 9 mos
Wells Fargo Advisors, LLC
March 2011 - December 2015 · 4 yrs 9 mos
Wells Fargo Advisors, LLC
May 2008 - January 2010 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
May 2008 - January 2010 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2005 - April 2006 · 11 mos
Citigroup Global Markets INC.
May 2005 - April 2006 · 11 mos
UBS Financial Services INC.Broker
August 2004 - May 2005 · 9 mos
UBS Financial Services INC.
July 2004 - May 2005 · 10 mos
UBS Financial Services INC.
May 2002 - February 2004 · 1 yr 9 mos
UBS Financial Services INC.Broker
November 2001 - February 2004 · 2 yrs 3 mos
First Wall Street CORP.Broker
October 2001 - November 2001 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lisa Haygood - Financial Advisor | TrueAdvisor