John Randolph
John Randolph is a registered investment advisor at RBC Capital Markets, LLC, based in Wayzata, MN, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
641 E. Lake Street, Suite 230, Wayzata, MN, 55391-1773
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2018Customer Dispute
October 2010Other Business Activities
John is a trustee and board member of the Adirondack Mountain Reserve, a private club, since 2021. He dedicates minimal time to this activity.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Alliance Capital Management L P
Sanford C. Bernstein & CO., LLCBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.