PM
PM

Peter Mcfarlane

22 Years of Experience
Broker

Peter Mcfarlane is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 22 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
July 2019 - Present · 6 yrs 9 mos
Thrivent Distributors, LLCBroker
January 2017 - Present · 9 yrs 3 mos
Thrivent Distributors, LLC
January 2017 - Present · 9 yrs 3 mos
Previous Registrations
Thrivent Investment Management INC.
February 2017 - June 2019 · 2 yrs 4 mos
Thrivent Investment Management INC.Broker
January 2017 - June 2019 · 2 yrs 5 mos
Scout Investments, INC.
March 2014 - May 2016 · 2 yrs 2 mos
Umb Distribution Services, LLCBroker
March 2014 - May 2016 · 2 yrs 2 mos
Managers Distributors, INC.Broker
July 2013 - March 2014 · 8 mos
Nexbank Securities INCBroker
November 2010 - April 2013 · 2 yrs 5 mos
Triton Pacific Securities, LLCBroker
October 2008 - November 2010 · 2 yrs 1 mo
Icon Securities CORP.Broker
November 2007 - August 2008 · 9 mos
Goldman, Sachs & CO.Broker
August 2005 - October 2007 · 2 yrs 2 mos
Enterprise Fund Distributors, INC.Broker
January 2004 - August 2005 · 1 yr 7 mos
Morgan Stanley
February 2003 - September 2003 · 7 mos
Morgan Stanley Dw INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - July 2002 · 8 mos
State Registrations3 states
FLGAMN
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Mcfarlane - Financial Advisor | TrueAdvisor