Monica Trinidad-Lui is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 9 mos
Morgan Stanley
October 2021 - Present · 4 yrs 9 mos
Morgan StanleyBroker
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - September 2021 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - September 2021 · 3 yrs 9 mos
Morgan Stanley
August 2013 - December 2017 · 4 yrs 4 mos
Morgan StanleyBroker
August 2013 - December 2017 · 4 yrs 4 mos
Northwestern Mutual Investment Services,llc
June 2009 - May 2013 · 3 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 2009 - May 2013 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2004 - January 2009 · 4 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - May 2004 · 10 mos
Prudential Securities IncorporatedBroker
October 2002 - July 2003 · 9 mos
Morgan Stanley
May 2002 - June 2002 · 1 mo
Morgan Stanley Dw INC.Broker
October 2001 - June 2002 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.