Ardis Owens is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Brooklyn, NY, with 20 years of industry experience. Ardis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
33 35th Street, Suite A410, Brooklyn, NY, 11232
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ardis operates under the DBA Madison Planning Associates for their LPL business. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Chelsea Financial ServicesBroker
Chelsea Advisory Services, INC
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Edelman Financial Services LLC
Sanders Morris Harris INC.Broker
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Hsbc Securities (USA) INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kenneth MarableLPL Enterprise, LLC
- Alice BarnesLPL Enterprise, LLC
- Daniel Vega, CFPLPL Enterprise, LLC
- Rachel BroytmanLPL Enterprise, LLC
- Georgia Lord, CFP
- Katherine Young, CFA, CFPYearwood Young Advisors