Ardis Owens is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Brooklyn, NY, with 19 years of industry experience. Ardis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
33 35th Street, Suite A410, Brooklyn, NY, 11232
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ardis operates under the DBA Madison Planning Associates for their LPL business. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Chelsea Financial ServicesBroker
Chelsea Advisory Services, INC
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Edelman Financial Services LLC
Sanders Morris Harris INC.Broker
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Hsbc Securities (USA) INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.