Nancy Littleton
Nancy Littleton is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Newark, DE, with 24 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Continental Drive, Suite 101, Newark, DE, 19713
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2016Other Business ActivitiesSells Insurance
Nancy is an insurance agent since 2008, selling individual life, property/casualty, health, and group health insurance. She is also the Membership Chair for NAIFA DE, an association of insurance professionals, since 2020.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Hsbc Securities (USA) INC.Broker
PFS Investments INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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