DS
CFP
DS
CFP

Daniel Stroud

23 Years of Experience
Newark, DE
1 DisclosureBrokerSells Insurance

Daniel Stroud is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Newark, DE, with 23 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Continental Drive, Suite 101, Newark, DE, 19713

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Denied
Other Business ActivitiesSells Insurance

Daniel coaches basketball, dedicating about half his time to this activity. He is also an insurance agent since 2003, selling property/casualty, health, group health, life insurance, and fixed annuities, which takes a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
June 2004 - March 2017 · 12 yrs 9 mos
Msi Financial Services, INC.Broker
September 2003 - March 2017 · 13 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
September 2003 - July 2007 · 3 yrs 10 mos
AXA Advisors, LLCBroker
July 2003 - October 2003 · 3 mos
State Registrations13 states
ARAZCOCTDCDEFLMDNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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