Michael Theis is a registered investment advisor, based in New York, NY, with 23 years of industry experience.
Location
200 Park Avenue, New York, NY, 10166
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael owns rental properties in Harrisburg, PA and Seattle, WA, receiving rental income. These activities require minimal time and do not occur during business hours.
Employment History
Current Registrations
Voya Investments Distributor, LLC
May 2022 - Present · 4 yrs
Voya Investment Management CO. LLC
May 2022 - Present · 4 yrs
Voya Investments Distributor, LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Bny Mellon Securities Corporation
January 2007 - February 2022 · 15 yrs 1 mo
Dreyfus Service Corporation
January 2006 - December 2006 · 11 mos
Dreyfus Service Corporation
March 2005 - December 2005 · 9 mos
Bny Mellon Securities CorporationBroker
March 2005 - February 2022 · 16 yrs 11 mos
Alliancebernstein Investment Research and Management, INC.Broker
September 2003 - March 2005 · 1 yr 6 mos
American Express Financial Advisors INC.Broker
September 2001 - November 2002 · 1 yr 2 mos
Ids Life Insurance CompanyBroker
September 2001 - November 2002 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.