Waldir Mahana is a registered investment advisor at Morgan Stanley, based in New York, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 6 yrs
Morgan StanleyBroker
September 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.
May 2013 - September 2020 · 7 yrs 4 mos
UBS Financial Services INC.Broker
July 2012 - September 2020 · 8 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2008 - August 2012 · 3 yrs 10 mos
J.P. Morgan Securities INC.Broker
March 2005 - October 2008 · 3 yrs 7 mos
Credit Suisse First Boston
January 2003 - October 2004 · 1 yr 9 mos
Credit Suisse First Boston LLCBroker
January 2003 - October 2004 · 1 yr 9 mos
Donaldson Lufkin & Jenrette Securities Corporation
October 2001 - January 2003 · 1 yr 3 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2001 - January 2003 · 1 yr 3 mos
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.