MM
MM

Michael Mcgovern

23 Years of Experience
Westlake Village, CA
Broker

Michael Mcgovern is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westlake Village, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

2815 Townsgate Rd, Westlake Village, CA, 91361

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is the owner of a sole proprietorship and trains lacrosse players at the youth and high school level. This activity requires minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - Present · 18 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
Financial West GroupBroker
February 2004 - October 2007 · 3 yrs 8 mos
UBS Financial Services INC.Broker
December 2001 - August 2003 · 1 yr 8 mos
State Registrations33 states
ALARAZCACOCTFLGAIDILINKYMAMDMEMIMOMTNCNJNMNVNYOHORPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mcgovern - Financial Advisor | TrueAdvisor