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Tiffany Lyga
22 Years of Experience
Naugatuck, CT
2 DisclosuresBroker
Tiffany Lyga is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Naugatuck, CT, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1009 New Haven Rd., Naugatuck, CT, 06770
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2024Denied
Judgment / Lien
January 2016Other Business Activities
Tiffany works as a financial advisor for Liberty Bank Investment Services. This role takes about half of Tiffany's time and is investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2016 - Present · 10 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Citizens Securities, INC.Broker
July 2014 - February 2016 · 1 yr 7 mos
Citizens Securities, INC.
June 2014 - February 2016 · 1 yr 8 mos
Morgan Stanley
January 2010 - April 2013 · 3 yrs 3 mos
Morgan StanleyBroker
November 2009 - April 2013 · 3 yrs 5 mos
Nylife Distributors LLCBroker
June 2008 - June 2009 · 1 yr
Prudential Annuities Distributors, INCBroker
March 2007 - June 2008 · 1 yr 3 mos
Metlife Investors Distribution CompanyBroker
April 2006 - March 2007 · 11 mos
Tower Square Securities, INC.Broker
November 2001 - April 2006 · 4 yrs 5 mos
State Registrations12 states
CTFLGAINMANCNHNMPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.