Eric Tillotson is a registered investment advisor, based in Stockton, CA, with 24 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1755 W Hammer Lane, Suite 8, Stockton, CA, 95209
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Regulatory History (2)
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Customer Dispute
August 2023Denied
Customer Dispute
August 2018Closed-No Action
Other Business Activities
Eric is an independent contractor for Hickingbottom Financial Services, meeting with clients, discussing investments, and making recommendations. This activity takes about half of Eric's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2021 - Present · 5 yrs 4 mos
Raymond James Financial Services Advisors, INC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
October 2010 - June 2021 · 10 yrs 8 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INCBroker
February 2010 - May 2013 · 3 yrs 3 mos
Primevest Financial Services, INC.
September 2008 - December 2009 · 1 yr 3 mos
Guaranty Brokerage Services, INC.Broker
November 2003 - December 2009 · 6 yrs 1 mo
Waddell & Reed, INC.
May 2002 - November 2003 · 1 yr 6 mos
Waddell & Reed, INC.Broker
May 2002 - November 2003 · 1 yr 6 mos
State Registrations22 states
ARAZCAFLGAIDILINKSLAMAMTNCNMNVOHORPATNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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