Gerald O'hara
Gerald O'hara is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 20 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gerald is an advisor to the Investment Committee for the Northern California Golf Association, reviewing financials and advising on asset allocation, spending minimal time per week. He also serves on the Board Nominating Committee for The Olympic Club, vetting candidates for potential Board service, spending minimal time per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Jefferies LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Managers Distributors, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations1 state
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