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CFP

Conni Mcewen

Charles Schwab & CO., INC.
23 Years of Experience
Indianapolis, IN
1 DisclosureBroker
View SEC Summary
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Conni Mcewen is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Indianapolis, IN, with 23 years of industry experience. Conni is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240-2482

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Conni is a board member on the finance committee for the Girl Scouts of Central Indiana since 2020. She collaborates with other board members to discuss the organization's financial health, dedicating minimal time to this activity.

Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
September 2022 - Present · 4 yrs 1 mo
Schwab Wealth Advisory, INC.
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - August 2022 · 9 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2022 · 9 yrs 10 mos
Chase Investment Services CORP.
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.Broker
May 2008 - October 2012 · 4 yrs 5 mos
Strategic Advisers, INC.
August 2005 - May 2008 · 2 yrs 9 mos
Fidelity Brokerage Services LLCBroker
August 2005 - May 2008 · 2 yrs 9 mos
Raymond James & Associates, INC.
October 2003 - May 2005 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
May 2003 - May 2005 · 2 yrs
Prudential Securities IncorporatedBroker
March 2003 - May 2003 · 2 mos
Prudential Securities Incorporated
March 2003 - May 2003 · 2 mos
Mcdonald Investments INC.Broker
May 2002 - January 2003 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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