Conni Mcewen
Conni Mcewen is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Indianapolis, IN, with 23 years of industry experience. Conni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240-2482
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Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Conni is a board member on the finance committee for the Girl Scouts of Central Indiana since 2020. She collaborates with other board members to discuss the organization's financial health, dedicating minimal time to this activity.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Schwab Wealth Advisory, INC.
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Prudential Securities IncorporatedBroker
Prudential Securities Incorporated
Mcdonald Investments INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.