Thomas Knott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Winnetka, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
576 Lincoln Ave., Winnetka, IL, 60093
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Regulatory History (1)
Customer Dispute
February 2004Other Business Activities
Thomas works with Wintrust Investments as a DBA for LPL business, dedicating full-time hours to this role. He also acts in a fiduciary capacity for the Beverly Coffey Trust, serves as a board member for the Sizzle Foundation, and provides professional training services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Great Lakes Advisors, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.