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Daniel Bound

24 Years of Experience
Boulder, CO
3 DisclosuresBrokerSells Insurance

Daniel Bound is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boulder, CO, with 24 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4875 Pearl East Cir, Ste 200, Boulder, CO, 80301-2600

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
Financial
June 2019
Final
Financial
May 2019
Final
Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. This activity is not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2009 - Present · 17 yrs
Northwestern Mutual Investment Services, LLCBroker
May 2002 - Present · 24 yrs 5 mos
Previous Registrations
Asset Planning Solutions, INC.Broker
September 2001 - December 2001 · 3 mos
State Registrations5 states
CACOMTNHOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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