Erik Garcia
Erik Garcia is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in New Orleans, LA, with 24 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3815 MacArthur Blvd, Suite 201, New Orleans, LA, 70114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erik is involved in several business activities, including IA services with New Century Financial Group and serving as President of Garcia Financial Group LLC, which focuses on life insurance sales. He also manages business strategy for Garcia Insurance Services LLC and is involved with multiple non-profit organizations, dedicating a few hours per week to each.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
New Century Financial Group, LLC
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Securities Management & Research, INC.Broker
State Registrations21 states
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