Carlos Hornbrook
Carlos Hornbrook is a registered investment advisor at Osaic Wealth, INC., based in New Orleans, LA, with 37 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
700 South Peters, #315, New Orleans, LA, 70130
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Regulatory History (1)
Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Carlos sells life and health insurance, dedicating a few hours per week to this activity. He also owns and works as an attorney at Hornbrook Law Firm, is a real estate agent, and owns PJM Safety Supplies.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Pan-American Investment Advisers, INC.
Pan-American Financial AdvisersBroker
UBS Painewebber INC.Broker
Morgan Keegan & Company, INC.Broker
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
G. R. Phelps & CO., INC.Broker
Sma Equities, INC.Broker
W. S. Griffith & CO., INC.Broker
Equity Services, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.