Tracey Spikes
Tracey Spikes is a registered investment advisor at Brookstone Wealth Advisors, LLC, based in Greenville, SC, with 22 years of industry experience. Tracey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
BWA provides investment management services through the BCM Platform or BCM wrap-fee program. Fees for these programs are disclosed in BCM's brochure and offering materials. BWA can negotiate its portion of the total fee, but the total advisory fee will not exceed 2.5% annually. The fees are based on a percentage of the value of your portfolio. The fees are negotiable depending on the amount you invest and the complexity of your financial situation.
Location
Greenville, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tracey owns Smart Retirement Strategies, LLC, offering insurance and investment advisory services, dedicating nearly full-time hours to it. She is also an officer/director at Smart Advisor Network, providing insurance training and educational materials, spending about a third of her time on this. Additionally, Tracey is a partner at Ironwood Builders, a general contractor, construction remodeling, and repair business, dedicating a few hours per week.
Employment History
Current Registrations
Brookstone Wealth Advisors, LLC
Previous Registrations
Sequent Planning, LLC
Retirement Wealth Advisors, LLC
The O.N. Equity Sales CompanyBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.