Kimberly Key is a registered investment advisor, based in Naples, FL, with 21 years of industry experience.
Location
9130 Galleria Court, Third Floor, Naples, FL, 34109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leaders Group, INC.Broker
June 2025 - Present · 1 yr 3 mos
Cwa Asset Management Group
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Cw Institutional, LLC
January 2022 - March 2025 · 3 yrs 2 mos
Cwa Naples, LLC
February 2021 - December 2022 · 1 yr 10 mos
Keel Point Capital, LLCBroker
February 2016 - August 2020 · 4 yrs 6 mos
Keel Point, LLC
February 2016 - August 2020 · 4 yrs 6 mos
Morgan Stanley
January 2014 - May 2015 · 1 yr 4 mos
Morgan StanleyBroker
January 2013 - May 2015 · 2 yrs 4 mos
Sterne Agee Financial Services, INC.Broker
November 2009 - September 2011 · 1 yr 10 mos
Cuso Partners, LLCBroker
October 2005 - September 2011 · 5 yrs 11 mos
Sterne, Agee & Leach, INC.Broker
June 2004 - September 2011 · 7 yrs 3 mos
UBS Financial Services INC.Broker
December 2001 - July 2004 · 2 yrs 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.