Anne Saguisag
Anne Saguisag is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Farmington, CT, with 23 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
10 Waterside Drive Suite 104, Farmington, CT, 06032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anne is an insurance agent at Saguisag Insurance, selling fixed annuities, life insurance, Medicare, and health insurance, dedicating nearly full-time hours to this role. She also works as a tutor for Ivy Bound, focusing on SAT prep, for a few hours per week.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC.
Previous Registrations
Capital Analysts
Lincoln InvestmentBroker
Lincoln Investment
LPL Financial LLCBroker
LPL Financial LLC
Newalliance Investments, INC.Broker
LPL Financial Corporation
Ballou Plum Wealth Advisors LLC
LPL Financial CorporationBroker
LPL Financial Corporation
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.