PG
PG

Phillip Garrison

24 Years of Experience
Wichita, KS
1 DisclosureBroker

Phillip Garrison is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Wichita, KS, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

8535 East 21st Street N, Suite 125, Wichita, KS, 67206

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2004
Closed-No Action
Other Business Activities

Phillip coaches at Trinity Academy, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
June 2015 - Present · 10 yrs 11 mos
Robert W. Baird & CO. Incorporated
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - June 2015 · 7 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - June 2015 · 7 yrs 5 mos
A. G. Edwards & Sons, INC.
February 2002 - January 2008 · 5 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
November 2001 - January 2008 · 6 yrs 2 mos
State Registrations28 states
ARAZCACOCTFLGAILKSLAMIMNMOMTNDNENMNVNYOHOKORSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.