BD
CFP
BD
CFP

Brian Docking

20 Years of Experience
Wichita, KS
Broker

Brian Docking is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Wichita, KS, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

8535 East 21st Street N, Suite 125, Wichita, KS, 67206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the Director-Chair of Union State Bank since 2008, dedicating minimal time every other month. He is also a Board Member and Officer of Docking Bancshares, Inc. since 2017, spending minimal time per year.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2015 - Present · 10 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - June 2015 · 7 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - June 2015 · 7 yrs 5 mos
A. G. Edwards & Sons, INC.
November 2005 - January 2008 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - January 2008 · 2 yrs 2 mos
State Registrations40 states
AKALARAZCACOCTDCFLGAIAILINKSMAMDMIMNMOMTNCNENHNJNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.