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CFP
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CFP

Raul Benitez

Aragon Capital LLC
24 Years of Experience
Fort Lauderdale, FL
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Raul Benitez is a CFP-designated registered investment advisor at Aragon Capital LLC, based in Fort Lauderdale, FL, with 24 years of industry experience. Raul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,209 clients with $350M in assets under management.

Aragon Capital LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
1,209 clients
Average Client Portfolio
$289K average
Assets Under Management
$349.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.5M2.50%
$2.5M - $10.0M2.00%
$10M+1.50%

Fees are negotiable depending on the client's needs and the complexity of the situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 NE 3rd Ave, Suite 1500, Fort Lauderdale, FL, 33301

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
Customer Dispute
November 2023
Settled
Customer Dispute
July 2021
Settled
Customer Dispute
December 2020
Settled
Customer Dispute
February 2019
Settled
Employment Separation After Allegations
March 2013
Customer Dispute
February 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Raul started a fixed insurance business with Lifecraft Financial in May 2023. He also owns rental property in Miami Springs, FL since 2018, dedicating minimal time as a landlord.

Employment History
Current Registrations
Aragon Capital LLC
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - June 2023 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - June 2023 · 4 yrs 9 mos
Suntrust Advisory Services, INC.
August 2016 - October 2018 · 2 yrs 2 mos
Suntrust Investment Services, INC.
September 2014 - December 2016 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
September 2014 - October 2018 · 4 yrs 1 mo
LPL Financial LLC
June 2013 - October 2014 · 1 yr 4 mos
LPL Financial LLCBroker
June 2013 - October 2014 · 1 yr 4 mos
J.P. Morgan Securities LLC
October 2012 - April 2013 · 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2013 · 6 mos
Chase Investment Services CORP.Broker
April 2009 - October 2012 · 3 yrs 6 mos
Chase Investment Services CORP.
April 2009 - October 2012 · 3 yrs 6 mos
Brokers International Financial Services, LLC.Broker
September 2007 - August 2008 · 11 mos
Kovack Securities INC.Broker
June 2004 - September 2007 · 3 yrs 3 mos
Mutual Service Corporation
May 2004 - June 2004 · 1 mo
Mutual Service CorporationBroker
July 2003 - June 2004 · 11 mos
American Express Financial Advisors, INC.
October 2001 - July 2003 · 1 yr 9 mos
Ids Life Insurance CompanyBroker
October 2001 - July 2003 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
October 2001 - July 2003 · 1 yr 9 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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