Phillip Wallace
Phillip Wallace is a registered investment advisor at Aragon Capital LLC, based in Fort Lauderdale, FL, with 9 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,209 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 2.50% |
| $2.5M - $10.0M | 2.00% |
| $10M+ | 1.50% |
Fees are negotiable depending on the client's needs and the complexity of the situation.
Fee Estimator
Location
101 NE 3rd Ave, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (2)
Financial
July 2018Financial
May 2017Other Business Activities
Phillip is the president of PAW Consulting since 2008 and a mortgage loan originator for Sentrix Financial Services since 2010, dedicating about 10-20% of his time to the latter. He also works as a business loan broker, spending minimal time on it.
Employment History
Current Registrations
Aragon Capital LLC
Previous Registrations
Innovation Partners LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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