MF
CFP · ChFC
MF
CFP · ChFC

Michael Fleming

24 Years of Experience
Chesterfield, MO
BrokerSells Insurance

Michael Fleming is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 24 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael owns M&L Property Management, LLC, a real estate business, and Fleming Financial Services, LLC, which receives compensation from MMLIS advisory activities. Michael also sells individual life, health, group life, and group health insurance, dedicating about a quarter of his time to Fleming Financial Services, LLC.

Employment History
Current Registrations
MML Investors Services, LLC
January 2006 - Present · 20 yrs 9 mos
MML Investors Services, LLC
January 2006 - Present · 20 yrs 9 mos
MML Investors Services, LLCBroker
January 2006 - Present · 20 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
October 2001 - December 2005 · 4 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
October 2001 - January 2002 · 3 mos
State Registrations28 states
AKARAZCACOFLGAILINKSMAMIMOMSNCNENVNYOHOKPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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