Diana Gonzalez is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2025 - Present · 1 yr 1 mo
Morgan Stanley
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Citigroup Global Markets INC.
August 2023 - April 2025 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
June 2023 - April 2025 · 1 yr 10 mos
LPL Financial LLCBroker
May 2023 - June 2023 · 1 mo
SA Stone Wealth Management INC.Broker
March 2022 - March 2023 · 1 yr
Insigneo Securities, LLCBroker
July 2019 - February 2022 · 2 yrs 7 mos
Citi International Financial Services LLCBroker
October 2011 - July 2019 · 7 yrs 9 mos
UBS Financial Services Incorporated of Puerto RicoBroker
June 2002 - October 2011 · 9 yrs 4 mos
UBS Financial Services INC.Broker
June 2002 - September 2011 · 9 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.