Scotty Dean is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2125 N Kelly Ave., Edmond, OK, 73003
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scotty operates his LPL business through Independent Advisers Group. He also owns rental real estate through CDSD Group, LLC, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Phillips Capital Advisors, INC.
T.S. Phillips Investments, INC.Broker
Edward JonesBroker
Edward Jones
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Arvest Asset Management
Arvest Asset ManagementBroker
Allstate Financial Services, LLCBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Nylife Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.